Manager – Legal & Compliance

Job Location: Andheri, Mumbai

Responsibilities:

• Ensure compliance with SEBI AIF & PMS regulations and other applicable legal frameworks
• Develop, implement, and oversee compliance policies and procedures
• Draft, review, and negotiate legal agreements related to investments, partnerships, and operations
• Monitor ongoing legal compliance and regulatory requirements
• Provide legal guidance on corporate transactions and risk assessment
• Liaise with external legal advisors and regulatory bodies
• Conduct legal audits and internal compliance checks
• Advise management on evolving regulatory trends and corporate governance

Candidate Profile:

• Experience: 5-6 years
• Qualification: Company Secretary (CS) with a Law Degree preferred
• Certifications: NISM Series-III-A (Securities Intermediaries Compliance – Non-Fund) is a plus
• Essential Skills:
  • Strong knowledge of SEBI AIF & PMS regulations (mandatory)
  • Expertise in fund compliance, contract law, and corporate law
  • Strong legal writing, negotiation, and risk assessment skills
  • Excellent analytical and communication abilities

To apply, contact:

Name & Designation: Kanchana Panicker, HR

Email: kanchana.panicker@rohaassetmanagers.com

If you meet the qualifications and are eager to contribute to a growing asset management firm, we invite you to apply.